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Heather L. Plocky

Partner
CONTACT
Los Angeles
T:+1.213.617.5460
CAPABILITIES
PRACTICES
  • Corporate
  • Litigation
  • Financial Services Litigation
  • International Arbitration
  • Real Estate Litigation
INDUSTRIES
  • Consumer Financial Services
  • Mortgage Banking
  • Multifamily Housing
LINKEDIN
Heather Plocky
LINKEDIN

Overview

Heather Plocky represents clients in commercial and business litigation in both state and federal court. Her practice focuses on defense of Sarbanes-Oxley whistleblower retaliation claims, financial services litigation, complex e-discovery matters, real estate litigation and other complex commercial disputes.

Defending employers and officers in whistleblower administrative actions, civil lawsuits and regulatory inquiries—under Sarbanes-Oxley, Dodd-Frank and other federal and state whistleblower laws—Heather prepares and executes a cohesive strategy to safeguard clients and their proprietary and privileged information throughout the administrative, civil and regulatory process. To minimize clients’ risk and prevent disputes before they arise, she advises on whistleblower-related risks and conducts in-house compliance reviews to train employers. She also conducts internal whistleblower investigations.

In the arena of financial services litigation, Heather has extensive experience advising banks with assets up to $25 billion on complex disputes involving deposits, loans, regulatory requirements, internal controls and other matters.

Advising on e-discovery in bet-the-company litigation, Heather leads teams of up to 40 lawyers handling the collection, review, redaction and production of documents, including working directly with directors and officers.

Heather also counsels clients in real estate disputes, including matters involving commercial leases and purchase and sale agreements, leveraging her experience to strategically resolve controversies.

Heather is a member of the firm’s Securities Enforcement and Litigation team, serves as co-chair of the firm’s Los Angeles Recruiting Committee and is a member of the firm’s Women Lawyers Group National Leadership Council.

In her free time, she enjoys Dodgers baseball, hockey and fantasy football.

Representation of diversified financial services company in federal whistleblower retaliation lawsuits, and corresponding securities class actions and derivative actions.

Successfully defeated in arbitration a whistleblower retaliation action under federal and state law on behalf of a federal savings bank, which was confirmed in California state court.

Secured complete victory for federal savings bank in action seeking over $400 million in damages for alleged breaches of contracts, fraud, and violations of banking regulations, securities laws, and labor laws.

Secured dismissal of toxic tort wrongful death action for energy company.

Conducted investigation brought by the Office of the Comptroller of the Currency (“OCC”) based on consumer allegations, including faulty mortgage loans and undercapitalization.

Representation of automotive dealership in product liability action.

Represented utility in defense of wildfire lawsuits alleging tort and inverse condemnation claims.

Represented national retailer in class action alleging false advertising and unfair competition.

Obtained order from the California Court of Appeal reversing a harassment restraining order against our pro bono client.

Obtained order from the California Court of Appeal affirming a Superior Court decision awarding guardianship of a child to our pro bono client.

Education

J.D., Loyola Law School, 2011, magna cum laude, Order of the Coif, Senior Technical Editor of the Loyola of Los Angeles Law Review

B.A., University of California, San Diego, 2008, summa cum laude

Admissions

California

U.S. District Court for the Central District of California

U.S. District Court for the Southern District of California

Ninth Circuit Court of Appeals

Best Lawyers: Ones to Watch, Best Lawyers, 2026

  • “Basics of Accounting for Lawyers 2025” – July 22, 2025
  • Ten Tips For Defeating SOX and Dodd-Frank Whistleblower Claims, Corporate Counsel, January 7, 2020.
  • Navigating the Course of Relation Back: Krupski v. Costa Crociere S.P.A. and Standardizing the Relation-Back Analysis, 44 Loy. L.A. L. Rev. 1197 (2011).  

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